Investment Banking

How Newport Investor And Ladenburg Thalmann Investment Banking Services Work
Together

Capital Raising

Our Investment Banking team works closely with our equity product specialists
to originate, structure, and market a full range of equity, equity-linked securities
and other structured financing vehicles including:

• Initial Public Offerings (IPOs)
• Follow-On Offerings/Secondary Offerings
• Confidentially Marketed Public Offerings (CMPOs)
• Registered Directs (RDs)
• At-the-Market Offerings (ATMs)
• PIPEs and Private Placements
• Fixed Income Offerings
• Special Purpose Acquisition Vehicles (SPACs)

Newport Investor and Ladenburg Thalmann acts as a lead, co-lead, and co-manager to raise capital within our extensive global network of investors.

Financial Advisory

A merger, acquisition, full or partial sale of a business can be a key tactic for enhancing a company’s success and advancing its corporate and/or shareholder
objectives. Newport Investor and Ladenburg Thalmann acts as a financial advisor and assists clients with merger and acquisition services in various
scenarios including:

• Mergers & Acquisitions
• LBOs and MBOs
• Going Private Transactions
• Asset Divestitures
• Balance Sheet and Corporate Restructuring
• Fairness and Solvency Opinions
• Valuations

Value-Added Services

Our knowledgeable corporate finance professionals focus on finding the optimal
solutions for clients through other investment banking services, including:

• Strategic advice, including sales strategy and business development
• Proxy defense
• Broadening shareholder base—non-deal road shows, etc.
• Market penetration and pricing analyses
• Corporate projections/pro forma financial modeling

That’s us. We’re here to connect you with what it takes to help achieve your
vision. It’s that simple. Contact us for more information.